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Foundational Principles In the Community Diversity, Equity & Inclusion Technical Excellence Alumni TIAG Membership
Why Cohen & Company Our Culture Total Rewards & Benefits Early Career Opportunities Experienced Opportunities Join Our Talent Community
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March 12, 2021 Jamie Gasiorowski

6 Basic Areas of Compliance Investment Advisers Managing Digital Assets Need to Focus On

In its latest risk alert released on February 26, 2021, the Division of Examinations (formerly known as the Office of Compliance Inspections and Examinations) offers its observations regarding digital asset securities after examining investment advisers, broker-dealers and transfer agents.One of...

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August 04, 2020 Brett Eichenberger

9 Trends That May Impact Your Registered Fund This Year

From product consolidation, to remote workforce technology, to novel types of investing — 2020 is a year of change that promises to flow into 2021 and beyond. Below are nine trends we are watching in the investment industry.1. Product Rationalization and ConsolidationMost asset managers...

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